The Internal Auditor will perform Compliance, Financial, Operational and Information System audits for the purpose of determining the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.
Conduct audits of equity, fixed income, and commodity business lines, back-office departments and branch offices to assess compliance with firm policies and regulatory requirements;
Establish project plan and test steps to achieve audit objectives;
Develop process knowledge and identify risk areas for assigned audit projects;
Review and appraise soundness, adequacy and application of manual and automated processes, and recommend corrective action where necessary;
Participates in preliminary discussions with operating personnel during and at the conclusion of an audit discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit;
Identify/implement automation opportunities to enhance audit effectiveness and efficiencies of the business as a whole;
Keep abreast with various securities and futures industry regulations;
A college degree is essential in Finance, Accounting, or other related subjects. ·
2+ years audit experience is desired.
Excellent written and oral communication skills are important pre-requisites. ·
Ideal candidate would be inquisitive and quick learner
Proficiency to perform data gathering and analysis tasks with tools such as Microsoft Excel, Access, etc.
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with sit/stand desks and multi-monitor setups
Interactive Brokers ("IBKR"), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
Click HERE to view a short video with a few words from current Interactive Brokers employees.