ROLE:

The Internal Auditor will perform Compliance, Financial, Operational and Information System audits to determine the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.

RESPONSIBILITIES:

Conduct audits to assess compliance with firm policies and regulatory requirements.
Design and run queries, mainly via Microsoft Access, to obtain data necessary for performing audits and other projects
Identify/implement automation opportunities to enhance compliance and efficiencies of the business as a whole.
Develop process knowledge and identify risk areas for assigned audit projects;
Keep abreast with various laws/regulations applicable to a global broker/dealer;
Support the firm’s unclaimed property compliance initiatives. This involves aiding the firm’s unclaimed property identification and reporting tasks to ensure compliance with global unclaimed property laws.
Develop specifications to automate the audit, unclaimed property and confirmation tasks, wherever possible.

REQUIREMENTS:

The desired candidate will have 0-2 (2-4) years of business experience, preferably with exposure to auditing and/or programming, along with knowledge of Hong Kong SFC regulations.
Candidate must be comfortable working in an automated hands-on environment.
The ideal candidate would be inquisitive, quick learner, detail-oriented, have good organizational skills, and capable of performing data analytical tasks.
Fluency in written and oral English is also required.

Company Benefits & Perks

Competitive Salary, annual performance-based bonus and stock grant
Excellent health and welfare benefits, including medical, dental, specialist and in-patient
Competitive package of Annual Leave
Daily lunch is ordered in-house with a fully stocked kitchen.
Modern offices with multi-monitor setups
Great work-life balance
Unique opportunity to gain exposure to global financial products, markets and clientele
Opportunities for career progression and job scope expansion in a global company with a growing local presence
Hybrid work arrangement role permitting

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

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Junior Internal Auditor

Company Benefits & Perks

Company Overview

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