Responsibilities

Reporting to the Regional Head of Surveillance, the role involves:

Conducting trade monitoring and surveillance
Reviewing and providing suggestions to enhance existing trade surveillance system/reports
Manage projects to build and implement approved enhancements and changes required due to regulatory changes.
Crafting written instructions for programmers and technology staff.
Assisting in handling trading inquiries from regulators and exchanges in the region, primarily Australia and Hong Kong;
Assisting in drafting and implementing firm policies and written supervisory procedures;
Developing and implementing remedial action plans in response to internal and external audit findings;

Required Qualifications and Skills

Good quantitative, analytical and problem-solving skills
Fluency in English (both written and spoken) is essential.
Relevant direct financial market experience at a financial services regulatory agency, exchange or licensed brokerage/trading firm.
Familiarity with exchange rules, rules governing trading conduct
Good product knowledge and understanding of the markets
Prior trade monitoring and surveillance experience
Solid academic background with relevant qualifications
Have a "can do" attitude and willingness to learn.
Good organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced working environment
Experience in dealing with exchange and regulatory enquiries.
A high degree of comfort and fluency with computers and technology, an understanding of how technology is applied to business and regulatory problems or an ability to develop this rapidly.
Ability to work in a small-team environment
Ability to multi-task, prioritize and work with minimal supervision.

Desired

Prior experience with Smarts broker or equivalent trade monitoring software.
Chinese language ability (written and/or spoken in Mandarin or Cantonese) is beneficial.
Citizenship requirements depend on the candidate and the role's jurisdiction.

Company Benefits & Perks

Competitive Salary, annual performance-based bonus and stock grant
Excellent health and welfare benefits, including medical, dental, specialist and in-patient
Competitive package of Annual Leave
Daily lunch ordered in-house with fully stocked kitchen
Modern offices with multi-monitor setups
Great work-life balance
Unique opportunity to gain exposure to global financial products, markets and clientele
Opportunities for career progression and job scope expansion in a global company with a growing local presence
Hybrid work arrangement role permitting

Company Overview

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Ticker: IBKR) is a direct access electronic broker serving professionals, frequent traders, institutional investors, financial advisors and introducing brokers. Our clients have access to more than 150 market centers around the world from a single integrated account. Our employees are part of a dynamic, multi-national, fast-paced, results-oriented team that has spent four decades focused on advanced technology and automation that equips our clients with a uniquely sophisticated platform to manage their investment portfolios. We provide our clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment products, at low or no cost, positioning them to achieve superior returns.

Headquartered in Greenwich, CT, USA. IBKR has offices in more than 15 countries across the world.

IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.

Click the link to view a short video with a few words from current Interactive Brokers employees: https://www.interactivebrokers.com/en/index.php?f=31899

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Trade Surveillance Analyst

Company Overview

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