Conducting trade surveillance and monitoring of transactions on APAC markets, including OTC and any product(s) that IBIE offers, for potential insider dealing or market manipulation
Review trading data for suspicious activity or patterns of unusual trading
Ensuring appropriate and timely alert management, following standards for closure or escalation
Documenting surveillance reviews, investigations, and other activities following guidelines
Assisting with the on-going design, development and calibration of reports and systems to help identify suspicious transaction
Preparing STORs for submission
Assisting with written responses to inquiries from the regulators or exchanges regarding trading activity by IBKR customers
Liaising with global colleagues to ensure all impacted legal entities are informed of suspicious activity and working closely with the AML team.
Interactive Brokers ("IBKR"), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
Click HERE to view a short video with a few words from current Interactive Brokers employees.