Position Summary

This position will report to the Vice President of Compliance and will be primarily responsible for ensuring that assigned Strategic Partner Programs maintain compliance with federal and state lending regulations as well as all WebBank requirements.  This position involves planning, organization and execution of the Bank's day-to-day operational compliance activities related to assigned Strategic Partner Programs. 

 

 Primary Responsibilities

  • Act as the primary contact for compliance related information and activities as related to assigned Strategic Partner Programs
  • Inform Executive Management and support teams of key developments related to regulatory compliance at assigned Strategic Partner Programs and determine the impact of those developments to the Bank
  • Ensure that existing and proposed Bank and Strategic Partner Program business practices, policies, procedures, loan pricing, origination software systems, marketing materials, customer correspondence, documents and disclosures comply with federal and state regulations
  • Stay abreast of all federal and state regulatory changes related to consumer lending and privacy and ensure those changes are communicated to and addressed by company management and Strategic Partners
  • Assist in addressing internal and external audit findings and help prepare responses as requested
  • Assist in the refinement and execution of compliance monitoring programs to test the compliance controls and procedures
  • Perform site visit reviews of Strategic Partner Programs.  Must be willing to travel at least one week per month

 Requirements

  • Bachelor's degree and minimum of 5 years of regulatory compliance experience
  • CRCM designation is preferred
  • Experience in a bank environment is required
  • Direct experience dealing with regulators (FDIC, Utah Department of Financial Institutions) is highly desire
  • Strong working knowledge of federal and state lending laws
  • Strong knowledge of AML/BSA guidelines and requirements
  • Excellent ability to analyze and interpret legal and statutory materials as well as state and federal regulations
  • Strong self-confidence, good judgment and the ability to make sound decisions
  • Ability to interface effectively with customers and other departments internally
  • Ability to handle a fast paced environment with minimum supervision and successfully meet established project deadline requirements
  • Strong written and oral communication skills, presentation skills

 

 

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