Robinhood is democratizing our financial system. With customers at the heart of our decisions, Robinhood is lowering barriers, removing fees, and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.
Robinhood is a fast-growing company and was recognized as a CNBC Disruptor 50 and a LinkedIn Top Startup in 2019. We’re continuing to grow and are looking for incredible talent that can help us achieve our mission.
Robinhood is headquartered in Menlo Park, California, with offices in Lake Mary, Florida,Denver, Colorado, and London, UK.
About the role
Robinhood’s AML Operations team is located in Lake Mary, FL and is looking for an AML Operations Team Lead. The AML Operations Team Lead will be responsible for managing AML investigation and Suspicious Activity Report production. The team lead will also be responsible for assisting the AML Operations Manager with developing news hires and leading ongoing training for AML analysts. This person will work with the AML Operations Manager to ensure the Firm’s compliance with Firm policy, SEC, FINRA and related regulations.
Your day-to-day will involve:
Oversee a team of analysts including day to day production, training, and professional development
Manage AML Operations: daily workflow, operational queues, Suspicious Activity Reporting, and metrics
Act as a Subject Matter Expert (SME) in AML; provide direction and assist with investigations and Suspicious Activity Reports
Assist in developing and training the AML analysts
Escalate potential findings to management in a timely manner
Conduct, review, and evaluate alert reviews, investigations and findings using AML / KYC / CIP knowledge
Some things we consider critical for this role:
4+ years working in AML investigations
Previous experience in executing training or mentoring new AML team members
Previous experience in developing AML training or AML policies/ procedures
Familiarity with regulations relevant to broker-dealers including: Securities Exchange Act of 1934, Regulation T, Bank Secrecy Act
Strong operations background, writing and analytical skills
Excellent written and oral communication skills
Keen attention to detail, quality, performance metrics and process improvements
Self-starter with ability to work independently
Ability to effectively manage multiple priorities and adapt to a changing environment
FINRA Series 7
Feeling ready to give 100% to democratizing our financial system? We’d love to have you apply, even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we’re looking for people invigorated by our mission, not just those who simply check off all the boxes.