About the Position
We are looking for a Regulatory Reporting Analyst to join our Compliance team and help us meet our firmwide reporting obligations. You’ll develop a broad understanding of our trade flows, the evolving regulatory landscape, and the systems that keep us compliant as you work with colleagues across the firm alongside our Technology, Trading, and Operations teams.
We don’t expect you to have a background in finance or any other specific field, and we expect the responsibilities of this role to grow over time. Initially, you will work primarily on:
- Investigating regulatory reporting exceptions, identifying their root causes, and driving the necessary corrective actions
- Owning day-to-day reviews of surveillances and providing reporting guidance as we expand our portfolio of trading flows
- Finding and resolving bottlenecks in processes by collaborating with traders, developers, and teammates
As you develop within your role, the scope of your work might expand to:
- Evaluating surveillance and reporting processes, ideating concrete proposals, and championing these ideas from start to finish
- Interpreting new or changing rules and regulations in the context of our business, as well as writing and maintaining relevant procedure and policy documentation
About You
- Bachelor’s degree required and 0-3 years of work experience (prior regulatory reporting, legal, or compliance experience is a plus, though we are open to hiring a recent graduate)
- Interested in the U.S. regulatory environment for trading firms and the systems that keep us compliant
- Proactive, reliable, and courteous with strong organizational, interpersonal, and communication skills
- Eager to learn, ask questions, and admit mistakes
- Detail oriented (able to notice abnormalities and raise questions about them)
- Prior experience with SQL is a plus; an openness and interest in learning other programming languages (i.e., Python and Bash) is a must
- Fluency in English required
