The Global Financial Regulatory Analyst is responsible for ensuring compliance with the financial regulatory rules in the countries in which the IBKR Group operates. Headquartered in Greenwich, Connecticut, the group Financial Regulatory Team monitors for compliance with capital and customer protection regulations, and evaluates the impact of financial regulations for the global affiliates. The Analyst will work on entities operating in Australia, Canada, India, Singapore, Switzerland, and the U.S.
The successful candidate will be highly meticulous, team-oriented and capable of identifying areas of improvement in processes and recommend change.
Daily monitoring of Capital and Customer Protection compliance
Compilation of monthly and annual regulatory reports (e.g. FOCUS, MFR, CLR, FFR)
Annual review and continuing maintenance of policies and procedures
Assist with regulatory examination and external audit query responses
Analyze new regulations in existing jurisdictions and assist in research of new licenses and/or entry into a new country
Qualifications, skills and attributes:
Bachelor’s degree with a concentration in Finance, Accounting or Economics
Proficiency in Microsoft Excel
Ability to consistently meet deadlines
Experience in regulatory reporting preferred, but not required
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with sit/stand desks and multi-monitor setups
Interactive Brokers ("IBKR"), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
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