Grayscale Investments is the world’s largest digital currency asset manager. Through its family of investment products, Grayscale provides access and exposure to the digital currency asset class in the form of a traditional security without the challenges of buying, storing, and safekeeping digital currencies directly. With a proven track record and unrivaled experience, Grayscale’s products operate within existing regulatory frameworks, creating secure and compliant exposure for investors.

Grayscale Investments is seeking a Compliance Associate, Advertising and Marketing Review to support the Firm’s Registered Investment Adviser and Broker-Dealer. Grayscale Investments is the world’s largest digital currency asset manager. Through its family of investment products, Grayscale provides access to the digital currency asset class in the form of a traditional security without the challenges of buying, storing, and safekeeping digital currencies directly. With a proven track record and unrivaled experience, Grayscale’s products operate within existing regulatory frameworks, creating secure and compliant exposure for investors. 

Responsibilities:

  • Responsible for facilitating the day-to-day operations of the Firm’s marketing compliance program, including directly overseeing reviews of advertising and marketing materials (including social media) for the Firm’s Registered Investment Adviser and Broker-Dealer, and monitoring marketing activities to promote compliance with internal policies, applicable rules and regulations
  • Monitor ongoing regulatory actions to ensure that team members are conducting marketing and advertising reviews with the most up-to-date industry knowledge
  • Work closely with Marketing and Sales colleagues to ensure compliance with the Firm’s policies and procedures and to assist with efficient functioning of marketing materials delivery and workflows
  • Effectively work and communicate across all levels of the organization
  • Develop in-depth knowledge of the Firm’s investment products and capabilities
  • Stay current on developments in the digital currency ecosystem

Prior Experience/Requirements:

  • Bachelor's degree with strong academic achievement
  • 3+ years of experience reviewing different types of marketing materials including, registered fund materials, website & social media content, customized investor presentations and distribution of materials for retail and accredited investors
  • Strong understanding of the regulatory obligations under Rule 206(4)-1 of the Investment Advisers Act, SEC Marketing Rule, and FINRA Rule 2210, and any other applicable rules, regulations, SEC no-action letters, and interpretive guidance
  • Ability to provide accurate, direct and practical advice in a timely fashion
  • Detail oriented with the ability to assess and prioritize projects
  • Ability to work effectively on a team
  • Must be collaborative, flexible and adaptable, reliable with a strong ‘can do attitude’
  • Ability to operate in a fast-paced environment
  • Strong interest in digital assets, blockchain technology, and related concepts
  • Series 7 required; Series 24 preferred

COVID-19 VACCINATION

COVID-19 vaccination is required for all employees whose position is based out of the Stamford, CT office. However, Grayscale will consider accommodations for disability- and religious-based reasons on a case by case basis. 

 

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

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