About Five Rings

Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets. With offices in New York, London and Amsterdam, Five Rings trades in various domestic and international markets, both established and esoteric. Our team constantly seeks new opportunities, analyzes their risks and rewards, and creates strategies and tools to capitalize on them.

We have an open culture and encourage the flow of knowledge and ideas between all areas of the firm.

About the Role

A dynamic NYC-based trading firm is looking for a Compliance Associate to join its growing compliance team. The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position, tasks will primarily include surveillance and monitoring of trading activity, training and inducting staff, documenting new policies, managing regulatory reporting and communication, administering existing policies, and monitoring regulatory developments and best practices.

The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional background, and at least 4 years of relevant experience in a regulated environment. Ability to work independently, organization, superior attention to detail, and ability to multitask are required. Strong knowledge of key compliance areas and strong ability to work with spreadsheets are required.

Competitive salary depending on experience. Excellent benefits package.

Base salary does not include discretionary bonus, if eligible, or benefits.

Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.

Salary Range (NY Pay Transparency Law)
$100,000$150,000 USD

Applicants are able to apply to multiple positions, but we strongly encourage you to only apply to your top choice.

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