At Carta, we’re building the future of equity and ownership. We’ve changed how companies, investors, and employees manage equity. Now, we’re transforming how capital markets operate. Our goal is to create more owners and increase transparency and liquidity for shareholders. More than 800,000 investors, law firms, and employees use our platform, and we manage over $575B in equity.
The AML Compliance Associate interacts with every business unit in the organization in order to stay on top of the business’s AML/OFAC/KYC compliance needs. This ideal candidate will help to maintain oversight, mitigate risk, assist with special projects, and work with confidential information. Additionally, you will be key to assist with new initiatives.
Assists with administration of the AML/OFAC program
Help develop programs for new initiatives
Review and analyze "alerts" generated from automated surveillances
Performs comprehensive analysis of suspect accounts and activities
Monitor and validate processes to mitigate risk
Manage AML/KYC compliance projects
Minimum 5 years of experience in AML/BSA
Understanding of AML/BSA regulations and methods, money laundering/terrorist financing and OFAC
Knowledge of how to operate AML software system
Ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving
SEC or FINRA regulated financial institution experience
International KYC experience
CAMS (Certified Anti-Money Laundering Specialist), Certified BSACS (Bank Secrecy Act Compliance Specialist), or Certified AML and Fraud Professional (CAFP)
Carta is aSeries E company and is backed by top-tier VCs like Andreessen Horowitz, Lightspeed Venture Partners, Meritech Capital, and more.
We are an equal opportunity employer and are committed to providing a positive interview experience for every candidate. If accommodations due to a disability or medical condition are needed, connect with us via email at firstname.lastname@example.org. As a company, we value fairness, helpfulness, transparency, leadership and build our teams around these values. Check out our careers page to get to know us better as you think about your next step at Carta.