Compliance Associate :
About Blenheim Chalcot
Blenheim Chalcot is the UK’s leading digital venture builder. We invest more than just funds, we invest our knowledge and experience, our ideas and infrastructure. Our ventures are at the forefront of a multitude of industries being disrupted digitally, including FinTech, EdTech, GovTech, Media, Sport, Charity and more. We have built Agilisys and even the Rajasthan Royals IPL cricket team. All our 30+ portfolio companies have been incubated and launched by us and now have total portfolio sales of over £500 million and more than 3,000 employees. Our assets under management stand at more than £1.8 billion.
Key Responsibilities:
• Policies and procedures: Work closely with the Compliance Manager to manage and reduce risk to the business and make recommendations to enhance the compliance culture and policies currently in place.
• Expertise and guidance: Support our Mortgage Advisors with any compliance or fraud concerns and manage expectations on internal and external requirements.
• Monitoring and feedback: Carry out robust file reviews of customer applications on
• advice and fail quality using internal standards and lender requirements and feed this back to Mortgage Advisors.
• Thematic reviews: Carry out thematic reviews to help identify areas of concern and mitigate risks to the business.
• Risk and regulation: Stay on top of evolving regulation, support the Compliance.
• Monitoring Programme and implement the necessary changes within the business to ensure compliance standards are being met.
• People and culture: Work with HR teams and the Compliance Manager to manage the onboarding and ongoing training of employees within the business.
• Committees and presentation: Collate MI data to share in committees and present findings to various key stakeholders in the business.
Skills and Experience Required:
• Excellent analytical and problem-solving skills.
• Strong communication and collaboration skills.
• Experience in coaching/training and providing feedback.
• Attention to detail, with a methodical and organised approach.
• Self-motivation and focused approach in a fast-paced environment
• Stakeholder management and presentation skills
• Calm, fair, and logical mindset.
• Compliance or Financial Crime background
• Experience working in the Financial Services Industry
Good to have.
• 3+ years of experience working in Compliance/Quality Assurance/Financial Crime
• Experience working in a FinTech.
• Knowledge of the UK Mortgage industry
• Mortgage file review experience.
• CeMAP Qualification
At Blenheim Chalcot, we strive to create an environment where differences are not only accepted but greatly valued; where everyone can make the most of their capabilities and potential. We promote meritocracy, competence and the sharing of ideas and opinions. We are driven by data and believe the diversity, agility, generosity, and curiosity of our people is what sets us apart as an organization and helps us thrive communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talent.
