About Azlo 

Azlo is a new, quickly growing fintech company that helps business owners, entrepreneurs, and freelancers pay, get paid, and manage their money. Backed by BBVA, we’re on a mission to transform small business banking. 

We’re seeking a Compliance Analyst to support the development of first-line controls. This role will also serve as a control tester for compliance and operational controls.

What you’ll do

  • Conduct monitoring and testing of compliance and operational controls to ensure effectiveness, and collaborate with colleagues on remediation of issues identified in internal and external reviews.
  • Perform compliance reviews for marketing content. 
  • Provide support with the complaints management program.
  • Assist BSA and Compliance Manager in providing BSA/AML/OFAC advice to teams across the company, particularly relating to our product, customer operations, and vendor and partner management.
  • Assist Internal Control Manager with administration of Governance, Risk and Control (GRC) software, creation of new risks and controls, quality control updates and control testing
  • Assist in providing monthly updates to the Operational Loss Management database
  • Monitor legal, regulatory, and industry developments; assess impact to company functions; and collaborate with colleagues to help implement product and process changes and develop controls to mitigate compliance and operational risk.
  • Develop, update, and maintain a centralized repository of company policies and procedures.
  • Assist with conducting risk assessments.
  • Assist with responding to partner bank requests for information, reviews, and other assessments.
  • Assist with the management of internal compliance training. 
  • Help coordinate applicable internal audits, regulatory exams, and partner reviews.

 What you’ll bring 

  • 2+ years in audit, control testing or compliance required.
  • Knowledge of AML/BSA/OFAC regulations and requirements and understanding of the opportunities and challenges in the digital finance sector is a plus. 
  • Knowledge of payments, deposit, and lending regulations and requirements a plus.
  • Ability to review and edit policies and procedures, and to assist in the design compliance controls 
  • Strong organizational skills with an ability to complete multiple tasks within a set timeline
  • Display openness to constructive feedback and a desire to grow
  • Ability to foster and maintain strong working relationship with a variety of stakeholders
  • Consistently demonstrate ownership and accountability for work product and results
  • Strength in both written and verbal communications within all levels of an organization. 
  • An entrepreneurial attitude and the ability to work in a fast-paced, flexible environment on multiple concurrent projects where team members are based in multiple locations.
  • CIA, CAMS or CRCM desired.

What we bring

  • High impact role in an early-stage fintech company.
  • A killer team with decades of experience in finance, tech, and startups.
  • A mission to empower business owners, and a mandate to do away with the old models of banking.
  • Backing from a leading global bank with resources to support our growth.

Additional details

  • Position can be based in Portland, Oregon. 
  • Occasional travel may be needed.

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