Apex Clearing is currently looking for a Securities Lending Analyst to join our team.  Accelerate your career by joining a Securities Lending team focused enabling innovation within the financial services industry.  The Securities Lending Analyst is responsible for various daily operational tasks that are involved on stock loan desk.

This role will be based out of  Dallas, TX or New York.

We’re looking for someone who:

  • Is passionate. You have a genuine passion for driving innovation through product
  • Is motivated. You’re driven to be the best. You challenge yourself by setting goals, crushing them, and helping your teammates do the same
  • Is collaborative. You’re excited to work with others throughout the organization to help foster a superior work place and culture
  • Wants to make an impact. You’re looking to do amazing work. You’re all about understanding Apex customers to create a product to help them maximize their potential
  • Operates with integrity. You always conduct yourself with honesty and operate ethically. You say what you mean, and mean what you say

Responsibilities

  • Performs established operational procedures and process 
  • Mange recall and buy-in process and reorganization for matchbook business
  • Provide assistance with locate requests pursuant to regulatory requirements
  • Arrange stock borrows to cover short sale obligations
  • Daily reconciliations for various stock loan accounts
  • Assists in monthly billing with established counterparties
  • Provide customer support for securities lending related functions

Requirements

  • Bachelor’s degree in Finance or Business Administration
  • 1-3 years’ minimum experience on a securities lending desk, preferably in operations.
  • Working knowledge of stock record and securities clearing
  • Series 7 license or will have within one month of hire date
  • Must be detail-oriented
  • Displays a relentless focus on customer service and customer satisfaction
  • Holds self accountable for high personal and professional standards
  • Ability to organize and manage multiple priorities/tasks simultaneously in a fast-paced environment
  • Excellent interpersonal and communication skills
  • Excellent oral and written communication skills
  • Must be very analytical with the ability to develop understanding of finance and the Securities Lending business
  • Computer proficiency in Word, Excel, Access, and Outlook

 

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