合规经理(量化交易)
岗位职责:
Responsibilities:
- 负责制定和执行公司合规管理策略,确保公司业务符合监管要求。
Responsible for developing and implementing compliance management strategies for the firm, ensuring compliance with regulatory requirements.
- 监控市场动态和风险指标,针对量化交易行业特点提出风险控制方案和改进建议。
Monitor market dynamics and risk indicators, conducting risk assessments and suggestions for improvement to the firm.
- 审核和评估投资产品和交易策略的合规性,确保遵守相关法律和监管政策。
Review and assess the compliance of investment products and trading strategies, ensuring adherence to relevant laws and regulatory policies.
- 建立和维护与交易所和监管机构的沟通渠道,定期报告合规状况和风险管理结果。
Establish and maintain communication channels with Exchanges and regulatory authorities, regularly reporting on compliance status and risk management outcomes.
- 与各部门协作,确保业务流程和产品设计符合合规要求。
Collaborate with various departments to ensure business processes and product designs meet compliance requirements.
- 公司各类法律支持,包括但不限于合同审核,材料合规性的适当性管理等。
Legal support to contracts, materials, etc.
- 定期向管理层报告合规和风险管理的情况,提供决策支持。
Regularly report to the management on compliance and risk management status, providing decision-making support.
任职要求:
Qualifications:
- 法律相关专业本科及以上学历,持有相关行业资格证书优先。
Bachelor’s degree or above in Finance, Economics, Law, or a related field, with relevant industry qualifications preferred.
- 具有五年以上相关行业合规管理经验或法律相关经验。
Over five years of related experience in compliance or legal.
- 熟悉期货和量化交易的运作、产品特性及相关法规政策。
Familiar with the operations, product characteristics, and relevant laws and policies of futures and Quantitative Trading.
- 具备良好的判断力、分析能力和决策能力。
Good judgment, analytical, and decision-making abilities.
- 出色的中文沟通和书面表达能力
Strong communication skills in both spoken and written Chinese
- 具有高度的职业道德和保密意识,能够处理敏感信息。
High professional ethics and confidentiality awareness, able to handle sensitive information.